FIRST DIVISION
[G.R. No. 128523. September 25, 1998]
GOVERNMENT SERVICE, INSURANCE SYSTEM, petitioner, vs.
COURT OF APPEALS, and ZENAIDA LIWANAG, respondents.
D E C I S I O N
DAVIDE, JR. J.:
Petitioner Government Service
Insurance System (GSIS) seeks to reverse the 26 February 1997 decision[1] of respondent Court of Appeals in CA G.R. SP No. 41976 which granted
private respondent Zenaida Liwanag compensation benefits under P.D. No. 626, as
amended, and in the process, set aside the 27 December 1995 decision[2] of the Employees’
Compensation Commission (ECC) in ECC Case No. 7633.
As found by respondent Court of
Appeals, the facts of this case were as follows:
[Private respondent] Zenaida Liwanag is the surviving spouse of the late Jaime Liwanag who died on September 14, 1994. He was 48 years old and had served the police force continuously for 27 years. At the time of his death, he was [a] Senior Superintendent of the Philippine National Police.
On August 28, 1994, the late P/Sr. Supt. Jaime Liwanag was admitted at the Medical Center of Manila due to complaints of Ascites, Poor Appetite. [The] CT Scan showed Cirrhosis with probable Hepatocellular CA, HB 5A3 positive. Despite medical intervention, Jaime Liwanag succumbed to Upper GI Bleeding, Cirrhosis Secondary to Hepatitis B; Hepatocellular Carcinoma on September 14, 1994.
As a consequence, [private respondent] filed a claim with the Government Service Insurance System (GSIS) for compensation benefits. The claim was denied for not being an occupational disease under the law neither was the risk of contracting the ailment of the deceased increased by his employment as a member of the police force.
On appeal pursuant to Section 5, Rule XVIII of Presidential Decree
No. 626, as amended, the xxx Employees Compensation Commission affirmed the
GSIS ruling and ultimately dismissed the appeal for lack of merit. xxx[3]
In denying private respondent’s claim, the ECC ruled:
Section 1(B), Rule III of the
Amended Rules on Employees’ Compensation clearly defines when a disability or
death resulting from illnesses is considered compensable. It provides:
“Section 1. x x x ;
(b) For the sickness and the resulting disability or death to be compensable, the sickness must be the result of an occupational disease listed under Annex “A” of these Rules with the conditions set therein satisfied; otherwise proof must be shown that the risk of contracting the disease is increased by the working conditions.”
The late P/Sr[.] Supt. Liwanag’s ailments, Upper GI Bleeding; Cirrhosis secondary to Hepatitis B; Heptatocellular Carcinoma, cannot be made compensable inasmuch as the said ailments are not among those listed as occupational diseases, nor has appellant shown proofs [sic] that the risk of contracting said diseases were [sic] increased by her late husband’s working conditions and employment as a member of our country’s police force.
A study on the etiologies of P/Sr. Supt. Liwanag’s ailments reveal that, to wit:
Cirrhosis is a disorganization of liver architecture by widespread fibrosis and nodule formation. It may be due to the following:
a.) Congenital Causes: hemorrhagic telagiectaria
galactosemia
b.) Chemicals: alcohol
methotrexate
halothane
c.) Infection: Viral Hepatitis B
congenital Syphilis
(Merck’s Manual, 14th ed. P. 831)
Hepatocellular Carcinoma – grievously somitinus called a hepatoma. It may be due, to wit:
a.) underlying cirrhosis: alcoholic postneurotic, hemochromatotic.
b.) environmental carcinogen: Blood contaminated with fungal aflatoxin
Chronic infection with Hepatitis B
(Merck’s Manual 14th ed., p. 859)
Apparently, P/Sr. Supt. Liwanag’s
ailments are not inherent among policemen and everybody is susceptible to the
said diseases regardless of one[’]s job.
It is well settled under the
Employees’ Compensation Law that when the ailment is not the direct result of
the covered employee’s employment, like the instant case, and the appellant
failed to show proof that the risk of contracting the disease was increased by
the covered employee’s employment and working conditions the claim for
compensation benefits cannot prosper.
Thus, finding no causal relation
between P/Sr. Supt. Liwanag’s ailments with his employment and working conditions,
or the nature of appellant’s work had increased the risk of contracting said
diseases, xxx GSIS is correct in denying [private respondent’s] application for
compensation benefits under PD NO. 626, as amended.[4]
In her petition[5] filed before the Court of Appeals, private respondent relied heavily on
two (2) documents as proof of the causal relation between P/Sr. Supt. Liwanag’s
ailments and his employment and working conditions: first, the “Investigation Report Re Death of the Late P/SSUPT
JAIME M. LIWANAG” dated 14 September 1994 submitted by Cristeto Rey R.
Gonzalodo, Police Chief Inspector, Investigator on Case; and second, the
“REPORT OF PROCEEDINGS OF LOD BOARD TO DETERMINE THE LINE OF DUTY STATUS OF THE
LATE P/SSUPT JAIME J. LIWANAG PNP.” Moreover,
private respondent argued that the requirement of proof of a causal relation
between a claimant’s ailments and his employment and working conditions “admits
of exceptions and must yield to the higher interests of justice.” In closing, private respondent advocated for
a liberal interpretation of social legislation statutes, citing jurisprudence
which, however, dealt with the relaxation of the procedural requirements as
regards the late filing of pleadings and/or belated appeals.
As these documents from the
Philippine National Police (PNP) are of importance to the resolution of this
dispute, they are hereunder quoted in full.
The Investigation Report[6] reads as follows:
Republic of the Philippines
Department of the Interior and Local
Government
National Police Commission
NATIONAL HEADQUARTERS, PHILIPPINE
NATIONAL POLICE
DIRECTORATE FOR PLANS
Camp Crame, Quezon City
14 September 1994
ODPL-A
SUBJECT: Investigation
Report Re Death of the late
P/SSUPT JAIME M LIWANAG
TO: Officer-In-Charge,
DPL
P o s t
I. AUTHORITY:
Verbal Order of the Officer-In-Charge, DPL.
II. MATTERS INVESTIGATED:
To determine the causes surrounding the death of the late P/SSUPT JAIME M. LIWANAG, Deputy Director for Plans and the Line of Duty Status thereof.
III. FACTS
OF THE CASE:
x x x
IV. DISCUSSION:
1. The late late P/SSUPT JAIME M LIWANAG had been vigorously/mentally examined before he was called to Active Duty as Second Lieutenant in the defunct Philippine Constabulary on 16 January 1969 which was repeated when he was appointed as Regular Officer (Direct Commission) on 1 Aug. 1971. From that initial rank he gradually rose to Police Senior Superintendent with Physical/Medical examination as a matter of requirement for promotion. All the while, P/SSUPT JAIME M LIWANAG was physically/mentally fit for the service.
2. It [is] highly believed that the late P/SSUPT JAIME M LIWANAG acquired his illness in the course of his employment with the Philippine National Police considering that there are some personnel in his office who are positive to [sic] Hepatitis B (Reactive) virus.
IV. CONCLUSION:
The death of the late P/SSUPT JAIME M LIWANAG was in Line of Duty and not attributable to his own misconduct or negligence.
V. RECOMMENDATION:
Recommend that the death benefits due to the legal heirs/beneficiary (ies) of the late P/SSUPT JAIME M LIWANAG be granted to them.
(signed)
CRISTETO REY R GONZALODO
Police Chief Inspector
Investigator on Case
The Report of Proceedings[7] reads as follows:
REPORT OF PROCEEDINGS OF LOD BOARD TO DETERMINE THE LINE OF DUTY STATUS OF THE LATE P/SSUPT JAIME M LIWANAG PNP
UNIT/ORGANIZATION: Directorate for Plans, NHQ PNP
Camp Crame, Quezon City
DATE/TIME: 040900 October 1994
AUTHORITY: Letter Order Nr 454 dtd 04 October 1994
PRESENT:
P/SSUPT FRANCISCO F CABACCANG, MDS – Chairman
P/SUPT REYNALDO R. ALBERTO, LS – Member
P/CINSP CRISTETO REY R GONZALODO – Mbr/Recorded
P/INSP SERVILLANO B. RITUALO, PHPGH – Member
P/INSP LYDIA M DAVID, BFAD – Member
ABSENT: P/SINSP EMMA S LACANDULA – DPRM – Member
040900 Oct 94
CHAIRMAN - - - There being a quorum, I hereby declare that the Board
will come to order. Mr.
Member/Recorder, what is the order for today?
Member/Recorder: Mr. Chairman, we have been convened pursuant to Letter
Order Nr 454 NHQ PNP dtd 04 Oct 94 to determine the Line of Duty (LOD) Status
of the late P/SSUPT JAIME M LIWANAG, then Deputy Director for Plans who died at
Medical Center Manila Manila located along Taft Ave corner UN Ave. Manila on or
about 132210 Sep 94. xxx
Chairman: So,
[t]herefore (referring to all the members) having been detailed as
members and member/recorder, do you swear and affirm to thoroughly examine
today’s proceeding, the evidence now available in your possession without
partiality, favor, affection, prejudice or hope of any reward?
Member/Recorder: Yes, Mr. Chairman, we do.
Member: On the otherhand [sic], P/SSUPT
FRANCISCO F CABACCANG, having
been detailed as Chairman of this Board, do you swear and affirm to thoroughly
examine today’s proceeding, the evidence now available in your possession
without partiality, favor, affection, prejudice or hope of any reward?
Chairman: Yes, I do.
Chairman: Mr. Member/Recorder, what are the
evidence now in the possession of [the] LOD Board?
Member/Recorder: Chairman,
the available evidences [sic] are as follows:
Appointment Order
Death Certificate
Medical Certificate
Abstract Clinical Record of
P/SSUPT LIWANAG JM
Spot Report
Investigation Report
Result of Hepatitis B Lab Test of
all ODPL Personnel
Statement of Service
Chairman: Based
on the record, the immediate
cause of death of the late P/SSUPT JAIME M LIWANAG, then Deputy Director for
Plans was due to Cardio-Respiratory Arrest Secondary to Gastro-Intestinal
bleeding as a result of fulminating Hepatitis.
How was he infected by this Virus?
P/SINPS RITUALO: It is highly
possible that he got infected just recently in the Directorate for Plans
since there were five (5) other ODPL pers[onnel] out of the total strength of
forty five (45) who are reactive to Hepatitis B Antigen Test. Modes of transmittal are through body fluids
and secretion. Another proof is that
all the immediate members of his family are negative [for the] Hepatitis B
Virus.
P/CINSP GONZALODO:
ODPL received an undated report on Hepa B Test finding from the Chief,
Laboratory Section, PNPGH on 15 June 1994, when did P/SSUPT LIWANAG actually
know that he was positive [for] Hepatitis B?
P/SINSP RITUALO: He came to
know about it as early as 19 Apr 94 when he visited my office at the
Laboratory Section, PNPGH. On 20 June
1994 when he came to my office again, I advised him to go slow with his work as
I observed something unusual in his Liver Profile.
P/SUPT ALBERTO: Where did
P/SSUPT LIWANAG g[e]t this Hepatitis B?
P/SINSP RITUALO:
I strongly believe that he got this while working
[at] Headquarters since this is
[sic] already endemic in this camp.
You can get infected anywhere? [sic]
P/SUPT ALBERTO:
So, do you want to say that this
kind of disease was acquired by the late P/SSUPT LIWANAG while serving the
Philippine National Police?
P/SINSP
RITUALO: Yes, sir.
P/CINSP GONZALODO
What type of
Hepatitis [did] the
late P/SSUPT LIWANAG acquired [sic]?
P/SINSP RITUALO: It was of Acute Fulminant Type. The effect is so
immediate that one out of ten usually dies.
P/SINSP DAVID: I would like
to inform the Board that under Ministry of National Defense Department
Order Nr 162 dtd 15 Jan 65, a military personnel who died while in the Active
Service is presumed to have died in [the] Line of Duty and not as a result of
his own misconduct unless there is substantial evidence to rebut such
presumption.
P/CINSP
GONZALODO: Is this still binding
[upon] PNP Personnel?
P/SINSP
DAVID: Yes, sir. We are still using this as a reference.
P/SUPT ALBERTO: Based on the
records and the foregoing
discussions, it is hereby resolved that P/SSUPT JAIME M LIWANAG died in [the]
Line of Duty. Mr Chairman, I therefore
move that all the benefits due the late P/SR JAIME M LIWANAG be granted to his
legal heirs/beneficiary(ies) and henceforth, be likewise cleared from money and
property accountabilities.
Member/Recorder: I second the motion.
CHAIRMAN: After
a judicious appreciation of all evidences [sic]
and after hearing the members of the Board, I personally favor the motion,
hence, I now declared [sic] it as carried, voted upon affirmatively and
duly resolved unanimously by the LOD Board.
Do we have other more business to transact?
MEMBER/RECORDER: No more other business, Mr. Chairman.
CHAIRMAN: There
being no other
business to transact, upon motion duly made and
seconded, this LOD proceeding is hereby adjourned.
WE HEREBY CERTIFY that the foregoing are true and correct records of the LOD (P/SSUPT JAIME M LIWANAG, PNP) Board proceeding.
(signed)
P/SSUPT F[R]ANCISCO F. CABACCANG, PNP
Chairman
P/SUPT REYNATO R ALBERTO, PNP
Member
P/CINSP CRISTETO REY R GONZALODO, PNP
Member/Recorder
P/SINSP SERVILLANO B RITUALO, PNP
Member
P/SINSP LYDIA M DAVID, PNP
Member
In its Comment[8] filed with the Court of Appeals, petitioner argued
that since the ailments of P/Sr. Supt. Liwanag were not among those listed as
occupational diseases, the burden then lay on herein private respondent to
prove that the risk of contracting the disease was increased by her late husband’s
working conditions and employment as a member of the PNP. As regards private respondent’s reliance on
the Investigation Report, petitioner pointed out that said Report fallaciously
concluded that the deceased contracted Hepatitis B in the course of his
employment as some of his co-workers in his office tested positive for
Hepatitis B. Petitioner deemed this
reasoning as mere allegations which were inadmissible. In fact, petitioner contends that the
ailments of the deceased were not inherent among policemen and everybody was
susceptible to the disease regardless of one’s work. At bottom, petitioner asserted that there was no substantial
evidence pointing to a reasonable connection, much less, a direct causal relation,
between the deceased’s ailments and the nature of his employment; and that while social legislation statutes
had to be interpreted liberally in favor of the intended beneficiaries, undue
compassion for victims of diseases not covered by the law would endanger the
integrity of the State Insurance Fund and deprive beneficiaries truly deserving
of benefits.
In its Comment[9] filed with the Court of Appeals, the Employees’
Compensation Commission (ECC), represented by the office of the Solicitor
General (OSG), expectedly echoed the arguments of petitioner herein. The ECC merely added that as regards the
nature of Hepatitis B and the need for substantial evidence proving that the
risk of contracting the same was increased by one’s working conditions: “It is a sickness that strikes people in general. The nature of one’s employment is
irrelevant. It makes no difference
whether the victim is employed or not, [a] white collar employee or a blue
collar worker, a housekeeper, an urban dweller or a resident of a rural area.”
Respondent court, in ruling for
private respondent, held:
In the case at bench, the [ECC] ruled that the ailment[s] of the deceased xxx are not among those listed as compensable occupational diseases. [The ECC] furthermore said that xxx there is no showing of any causal relation between the sickness of the late P/Supt. Liwanag with his employment or working condition[s]. We disagree.
Records of this case reveal that proceedings were conducted by the Directorate for Plans, National Headquarters, PNP, Camp Crame, Quezon City, to determine the line of duty status of the late P/Supt. Jaime M. Liwanag (Annex F, Petition). Submitted as well is the investigation report thereof (Annex E, Petition).
In said exhibits, it is clearly shown that prior to the employment of the deceased to active duty as [a] 2nd Lieutenant in the defunct Philippine Constabulary up until his appointment as [a] regular officer (Direct Command) to his position at the time of his death as Senior Police Superintendent, he was found to be physically, medically and mentally fit for the service. It was also concluded that it [was] highly believable that the late S/Supt. Liwanag acquired his illness in the course of his employment with the PNP considering that there are some personnels [sic] in his office who [tested] positive [for] Hepatitis B (reactive virus). In conclusion, it was recommended that death benefits due to the legal heirs be granted. Conformably, said evidences [sic] are sufficient under P.D. 626.
The degree of proof required under PD 62[6] is merely substantial evidence, which means relevant evidence as a reasonable mind might accept as adequate to support a conclusion. Besides under the law, it is not required that the employment [is] the sole factor in the growth, development and acceleration of his illness. It is enough if his employment had contributed, even in a small degree, to the development or acceleration of the disease. (Magistrado vs. ECC, 174 SCRA 605 [1989])
The above proofs were not rebutted. No contrary evidence was presented to counter-attack the conclusions arrived at that the cause of death of P/Supt. Jaime Liwanag is work-connected and acquired from his said employment. After all, the policy of Presidential Decree 626 is to provide a [sic] meaningful and appropriate compensation to workers in the event of work related contingencies. As the law is social in character for the promotion and development of a tax exempt employee’s compensation program whereby employees and their dependents, in the event of work related disability of death, may promptly secure adequate income or medical benefits, it is only fitting and proper that all doubts be interpreted in favor of labor. In this way, the very essence and creation of employment compensation laws will be given more meaning.
IN VIEW OF ALL THE FOREGOING, the appealed decision is hereby REVERSED and SET ASIDE and a new one entered declaring [private respondent] entitled to the death benefits under Presidential Decree No. 626, as amended. No pronouncement as to costs.[10]
Petitioner now takes respondent
court to task for “taking into consideration only the records of the
proceedings conducted by the xxx PNP,” as what the Court of Appeals seems to
have forgotten was that “the investigation was [only] for the purpose of determining
the line of duty status of the [deceased] and if his ailment was work
connected.” Moreover, petitioner argues
that Hepatitis B cannot be acquired by mere mingling with other people who test
positive for the illness, hence reliance by respondent Court on the PNP
investigation constituted reversible error as the same, by itself, did not
constitute substantial evidence.
Petitioner likewise hastens to add:
It should be remembered
that Hepatitis B is not just acquired by simple association. There was no medical proof/evidence
presented how the [deceased] could have acquired his illness. Hepatits B.
[sic] According to the
medical view point (Merk [sic] Manu[a]l p. 100) HBV is often transmitted
parenterally, typically by contaminated blood or blood products. Routine screening of donor blood for H B s
Ag has dramatically diminished posttransfusion HBV infection but transmission
via needles shared by drug abusers remain[s] an important problem. There is an increased risk in patients in
renal dialysis and oncology units and to hospital personnel in contact with
blood. HBV is associated with a wide
spectrum carrier state to acute-hepatitis, chronic hepatitis, cirrhosis, and
hepatocellular carcinoma. While it was
mentioned that there were some personnel in the office of the [deceased] who
[were] positive with Hepatitis B, it was not medically shown or proven that he
had any association with them that might have transferred the disease to him in
a medically proven means as stated above.[11]
We grant the petition.
At the outset, certain basic
postulates governing employees’ compensation benefits under P.D. No. 626 need
be reviewed. First, said Decree
abandoned the presumption of compensability and the theory of aggravation under
the Workmen’s Compensation Act.[12] Second, for the sickness
and resulting disability or death to be compensable, the claimant must prove
either of two (2) things: (a) that the
sickness was the result of an occupational disease listed under Annex “A” of
the Rules on Employees’ Compensation;
or (b) if the sickness is not so listed, that the risk of contracting
the disease was increased by the claimant’s working conditions. Third, the claimant must prove this causal
relation between the ailment and working conditions by substantial evidence,
since the proceeding is taken before the ECC, an administrative or quasi-judicial
body. Within the field of
administrative law, while strict rules of evidence are not applicable to
quasi-judicial proceedings, nevertheless, in adducing evidence constitutive of
substantial evidence, the basic rule that mere allegation is not evidence
cannot be disregarded.[13] Finally, in case of doubt
in construction and interpretation of social legislation statutes, the
liberality of the law in favor of the working man and woman prevails in light
of the Constitution’s social justice policy.[14]
On the other side of the coin,
however, there is a competing, yet equally vital interest to heed in passing
upon undeserving claims for compensation.
It is well to remember that if diseases not intended by the law to be
compensated are inadvertently or recklessly included, the integrity of the
State Insurance Fund is endangered.
Compassion for the victims of diseases not covered by the law ignores
the need to show a greater concern for the trust fund to which the tens of
millions of workers and their families look to for compensation whenever
covered accidents, diseases and deaths occur.[15] This stems from the
development in the law that no longer is the poor employee still arrayed
against the might and power of his rich corporate employer, hence the necessity
of affording all kinds of favorable presumptions to the employee. This reasoning is no longer good
policy. It is now the trust fund and
not the employer which suffers if benefits are paid to claimants who are not
entitled under the law. The employer
joins the employee in trying to have their claims approved. The employer is spared the problem of
proving a negative proposition that the disease was not caused by employment.[16] Moreover, the new system instituted by the new law has discarded,
among others, the concept of “presumption of compensability and aggravation”
and substituted one based on social security principles. The new system is administered by social
insurance agencies – the GSIS and the SSS – under the ECC. The purpose of this innovation was to
restore a sensible equilibrium between the employer’s obligation to pay
workmen’s compensation and the employee’s right to receive reparation for
work-connected death or disability.[17]
Applying these principles to the
instant case, there is no dispute that Hepatitis B, the disease which caused
the demise of the decedent, is not listed as an occupational disease under
Annex “A” of the Rules on Employees’ Compensation. As such, private respondent’s burden of evidence before the ECC
was to prove, by substantial evidence, the causal relationship between her
deceased husband’s illness and his working conditions. This she failed to do, as will be discussed
below. In the same vein and for the
same reasons, respondent court, in reversing the ECC, committed an error of law
by misappreciating the legal standard of what constitutes substantial
evidence; and in according full
credence to the proceedings before the PNP Board and thus shifting the burden
of evidence to petitioner to rebut private respondent’s claim, when private
respondent’s evidence was sorely wanting to justify the award of compensation
benefits under P.D. No. 626, as amended.
What is striking as regards private
respondent’s advocacy was that throughout the course of this dispute, private
respondent merely relied on the PNP Reports, and nothing more, to substantiate
her claim. However, the PNP Reports, as
quoted above in full, merely contained sweeping statements and conclusions and
treated the matter in a most perfunctory manner.
Notably, the Result of Hepatitis B
Lab Test of all ODPL Personnel was made available to the PNP Investigation
Board, but the details of the lab test were not disclosed and there was merely
the general averment that five (5) out of 45 ODPL personnel contracted
Hepatitis B. Likewise noteworthy was
the statement of P/SInsp. Ritualo before the PNP Board that Hepatitis B is
transmitted through body fluids or secretion, but there was no showing
whatsoever as to the degree of contact, if any, between the deceased and his
office mates who contracted Hepatitis B.
In this light, petitioner properly maintains in its Reply: “Further, the report on the investigation on
the ailment of the [deceased] merely stated ‘it is highly believable that his
illness was acquired in the course of his employment.’ This statement was not based on medical
findings but on a layman’s point of view which should not be given weight by
the Honorable Court for such is tantamount to hearsay.”[18] On this score, as early as 1940, in the landmark case
of Ang Tibay v. The Court of Industrial Relations,[19] this Court already declared that as regards the
standard of substantial evidence required in administrative proceedings, “[m]ere
uncorroborated hearsay or rumor does not constitute substantial evidence.”
As to the definition, nature and
workings of substantial evidence in administrative proceedings, Ang Tibay
declared:
Substantial evidence is more than a mere scintilla. It means such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion. [citations
omitted] The statute provides that ‘the
rules of evidence prevailing in courts of law and equity shall not be
controlling.’ The obvious purpose of this
and similar provisions is to free administrative boards from the compulsion of
technical rules so that the mere admission of matter which would be deemed
incompetent in judicial proceedings would not invalidate the administrative
order. [citations omitted] But this
assurance of a desirable flexibility in administrative procedure does not go so
far as to justify orders without a basis in evidence having rational probative
force.[20]
While the PNP Reports may have
sufficed to grant private respondent whatever benefits were due her under PNP
Rules and Regulations, clearly, the dearth of evidence adduced by private
respondent militates against the grant of compensation benefits under P.D. No.
626, as amended. On this note, what is
worth mentioning is that the PNP Board’s conclusions were founded upon the
Ministry of National Defense Department Order Number 162 dated 15 January 1965,
i.e., that a member of the military who died while in active service is
presumed to have died in the line of duty and not as a result of his own
misconduct unless there is substantial evidence to rebut such presumption.
This only buttresses our
observation that the proceedings before the PNP Board and the ECC are separate
and distinct, treating of two (2) totally different subjects; moreover, the PNP Board’s conclusions here
may not be used as basis to find that private respondent is entitled to
compensation under P.D. No. 626, as amended.
The presumption afforded by the Order relied upon by the PNP Board
concerns itself merely with the query as to whether one died in the line of
duty, while P.D. No. 626 addresses the issue of whether a causal relation
existed between a claimant’s ailment and his working conditions. Plainly, these are different issues calling
for differing forms of proof or evidence, thus accounting for the existence of
a favorable presumption in favor of a claimant under the Defense Department
Order, but not under P.D. No. 626 when the disease is not listed under Annex
“A” of the Amended Rules on Employees’ Compensation.
It would likewise not be remiss to
point out that Police Chief Inspector Gonzalodo, having prepared the
Investigation Report dated 14 September 1994 wherein he recommended the grant
of benefits to private respondent, should have inhibited himself from the
proceedings subsequently conducted by the PNP Board on 4 October 1994. Having already pre-judged the matter by way
of his recommendation that the deceased passed away while in the line of duty
and to grant benefits to his heirs or beneficiaries, Police Chief Inspector
Gonzalodo could hardly have been said to have been able to subsequently act in
an impartial and unbiased capacity as a member of the PNP Investigating Board.
On the imperative of ensuring due
process in administrative proceedings, Ang Tibay[21] laid down the guidelines for administrative tribunals to observe. However, what Ang Tibay failed to
explicitly state was, prescinding from the general principles governing due
process, the requirement of an impartial tribunal which, needless to say,
dictates that one called upon to resolve a dispute may not sit as judge and
jury simultaneously, neither may he review his decision on appeal.
In Rivera v. Civil Service
Commission,[22] this Court, sitting en
banc, unanimously set aside a Resolution issued by respondent Commission as
it was shown that Civil Service Commissioner Thelma P. Gaminde, who took part
only in the deliberations for the assailed Resolution (but not the
deliberations prior to promulgation of respondent Commission’s Decision), had
earlier participated in the case as Board Chairman of the Merit Systems
Protection Board (MSPB). As it was the
MSPB’s decision which was appealed to respondent Commission, then even the mere
participation of Commissioner Gaminde, at the appellate level, in issuing the
questioned Resolution (but not the Decision) violated procedural due
process. Thus the Court there declared
that Commissioner Gaminde should have inhibited herself totally from
participating in the resolution of the appeal and remanded the case to
respondent Commission, sans the participation of Commissioner Gaminde,
in order to “give full meaning and consequence to a fundamental aspect of due
process.” This Court moreover noted:
This is not the first time that the Court has been confronted with this kind of prejudicial issue.
In Zambales Chromite Mining Company vs. Court of Appeals [94 SCRA 261], the decision of the Secretary of Agriculture and Natural Resources was set aside by this Court after it had been established that the case concerned an appeal from the Secretary’s own previous decision he handed down while he was yet the incumbent Director of Mines. Caling the act of the Secretary a “mockery of administrative justice,” the Court said:
In order that the review of the decision of a subordinate officer might not turn out to be a farce, the reviewing officer must perforce be other than the officer whose decision is under review; otherwise, there could be no different view or there would be no real review of the case. The decision of the reviewing officer would be a biased view; inevitably, it would be the same view since being human, he would not admit that he was mistaken in his first view of the case.
The Court similarly struck down a decision of Presidential
Executive Assistance Jacobo Clave over a resolution of the Civil Service
Commission, in which he, then concurrently its Chairman, had earlier
“concurred.” [Anzaldo v. Clave, 119 SCRA 353 (1982)][23]
In fealty then to due process and
this Court’s rulings, and in absence of any showing that Police Chief Inspector
Gonzalodo acted in the capacity of a Board-designated commissioner merely
tasked to receive evidence on behalf of the PNP Board, it should have behooved
Police Chief Inspector Gonzalodo to recuse himself from the proceedings before
the PNP Board. While this matter was
not assigned as error, we have taken it upon ourselves to comment on this
irregularity, if only for the guidance of PNP Investigating Boards constituted
in the future.
To further evince the paucity of
evidence extant on the record to support private respondent’s cause, in both
her Comment to the Petition and
Memorandum[24] filed with this Court, in lieu of any
discussion of the issues, private respondent merely adopted the following
pleadings and/or documents to convince this Court to uphold the decision of the
Court of Appeals: her Petition for
Review filed with the Court of Appeals;
petitioner’s Comment filed with the Court of Appeals; the Comment of the Employees’ Compensation
Commission filed with the Court of Appeals;
and the Notice of Judgment and Decision of respondent court. The total absence of any semblance of
discussion on the issues betrays a deplorable degree of want of industry on the
part of private respondent’s counsel, both as far as his client and the courts
are concerned.
All told, what the Court of
Appeals should have done here was to respect the findings of the ECC on the
technical matter concerning the nature of the deceased’s illness, Hepatitis
B. As likewise quoted above, plainly,
the ECC’s rejection of private respondent’s claim was not unfounded, in fact,
the ECC even took the pains to quote from a medical manual in order to
substantiate its holding. This is one
instance when, pursuant to prudence and judicial restraint, a tribunal’s zeal
in bestowing compassion should have yielded to the precept in administrative
law that in absence of grave abuse of discretion, courts are loathe to
interfere with and should respect the findings of quasi-judicial agencies in
fields where they are deemed and held to be experts due to their special
technical knowledge and training.[25]
WHEREFORE, the instant petition is GRANTED and the decision of
respondent Court of Appeals dated 26 February 1997 in CA G.R. SP No. 41976 is
hereby REVERSED and SET ASIDE and the decision of the Employees’ Compensation
Commission dated 27 December 1995 in ECC Case No. 7633 is hereby REINSTATED.
No pronouncement as to costs.
SO ORDERED.
Bellosillo, Vitug, Panganiban and Quisumbing, JJ., concur.
[1] Rollo,
23-26. Per Vasquez, C.M., Jr., J.,
with Purisima, F. P. and Sandoval Gutierrez, A., JJ., concurring.
[2] Rollo, 56-61.
[3]
Id., 23-24.
[4] Rollo, 58-60.
[5]
Rollo, 36-54.
[6] Id., 67-68.
[7]
Rollo, 69-71.
[8] Rollo, 72-79.
[9] Rollo, 80-85.
[10] Rollo, 25-26.
[11]
Rollo, 16-17.
[12] See Latagan v. Employees’
Compensation Commission, 213 SCRA 715, 718 [1992] as regards the operation of
the old rule: “[P]rior to the
effectivity of the New Labor Code xxx once it was established that the illness
supervened during employment, there existed a rebuttable presumption that such
illness arose out of the employment or was at least aggravated by it. Consequently, the employer assumed, by force
of this presumption, the burden of establishing the contrary by substantial
evidence. But this rule has been
abandoned under the compensation scheme in the present Labor Code, which took
effect 1 January 1975.”
[13]
See Narazo v. Employees’ Compensation Commission, 181 SCRA 874, 877
[1990].
[14] See Employees’ Compensation
Commission v. Court of Appeals, 264 SCRA 248, 255-257 [1996].
[15] See
Raro v. Employees’ Compensation Commission, 172 SCRA 845, 852
[1989].
[16] Santos v. Employees’
Compensation Commission, 221 SCRA 182, 187 [1993], citing Raro v.
Employees’ Compensation Commission, supra note 15.
[17] See Tria v. Employees’
Compensation Commission, 208 SCRA 834, 841-842 [1992].
[18] Rollo, 94.
[19] 69 Phil. 635, 643, citing
Consolidated Edison Co. v. National Labor Relations Board, 59 S. Ct.
206, 83 Law. Ed. No. 4, Adv. Op., p. 131.
[20]
Supra note 19 at 642-643.
[21] Supra
note 19 at 642-644.
[22] 240
SCRA 43 [1995]
[23]
Rivera v. Civil Service Commission, 240 SCRA 43, 47-48 [1995]. See also Miguel Singson v. NLRC, G.R.
No. 122389, 19 June 1997.
[24] Rollo, 32-35.
[25] Id., 113-119.