FIRST DIVISION
DAVID
TIU, G.R. No. 162370
Petitioner,
Present:
PUNO, C.J., Chairperson,
-versus- CARPIO,
CORONA,
LEONARDO-DE CASTRO, and
BERSAMIN, JJ.
COURT
OF APPEALS and Promulgated:
EDGARDO
POSTANES,
Respondents. April 21, 2009
x-----------------------------------------------------------------------------------------x
D E C I S I O N
CARPIO,
J.:
The Case
Before
the Court is a petition for review[1]
assailing the 29 October 2003 Decision[2]
and 24 February 2004 Resolution[3] of
the Court of Appeals in CA-G.R. SP No. 64783.
The Court of Appeals annulled the 6 November 2000 Decision[4] of
the Regional Trial Court (RTC), Branch 115, Pasay City on the ground of
violation of the right of the accused against double jeopardy. The RTC declared void the acquittal by the
Metropolitan Trial Court (MeTC), Branch 44, Pasay City, of respondent Edgardo
Postanes for the crime of grave threats.
The Facts
The
instant controversy stemmed from a criminal charge for slight physical injuries
filed by respondent Edgardo Postanes (Postanes) against Remigio Pasion
(Pasion). On the other hand, petitioner David Tiu (Tiu) filed a criminal charge
for grave threats against Postanes.
Consequently,
an Information for Slight Physical Injuries, docketed as Criminal Case No.
96-412, and an Information for Grave Threats, docketed as Criminal Case No.
96-413, were filed with the Metropolitan Trial Court (MeTC) of Pasay City. The Informations read as follows:
Criminal
Case No. 96-412 (Slight Physical Injuries)
That on or about the 2nd day of November 1995, in Pasay City Metro Manila, Philippines and within the jurisdiction of this Honorable Court, the above-named accused, Remegio Pasion, there willfully, unlawfully and feloniously attack, assault and use personal violence upon the person of one Edgardo Postanes y Talara thereby inflicting physical injuries to the latter, which injuries required and will require medical attendance for a period of less than nine (9) days and incapacitated and will incapacitate him from performing his habitual work and/or activities during the same period of time.
Contrary to law.[5]
Criminal Case No. 96-413 (Grave
Threats)
That on or about the 2nd day of November 1995, in Pasay City Metro Manila, Philippines and within the jurisdiction of this Honorable Court, the above-named accused, Edgardo Postanes y Talara, without justifiable cause, by creating in the minds of the complainants Genes Carmen y Motita and David S. Tiu that the threats will be carried out, did then and there willfully, unlawfully and feloniously threatened to inflict bodily harm on the latter’s person by poking a gun and uttering the following threatening words, to wit:
“PUTANG INA NINYO MGA HINDOT KAYO PAGBABABARILIN KO KAYO.”
Contrary to law.[6]
Upon
motion of Pasion, Criminal Case Nos. 96-412 and 96-413 were consolidated and
jointly heard before the MeTC of Pasay City, Branch 44.
During
the trial, Postanes testified as a witness, together with his eyewitnesses Jose
Aynaga (Aynaga) and Aristotle Samson (Samson).
Postanes’ testimony was also offered to prove his innocence as the
accused in Criminal Case No. 96-413, thus:
ATTY. VALDEZ: The purposes in presenting the testimony of this witness your Honor, is [sic] to affirm and confirm his Affidavit or Sworn Statement earlier submitted to this Honorable Court as his direct testimony pursuant to the Rules of Summary Procedure; second, to affirm and confirm his Affidavit or his Sworn Statement as part of his controverting evidence on the counter charge on Criminal Case No. 96-413 also pursuant to the Rules on Summary Procedure; third, to identify the accused; and [fourth] to prove that the accused is guilty of the crime charged; and [fifth] to prove that the witness Edgardo Postanes is innocent in the charges in Criminal Case No. 96-413.[7] (Emphasis supplied)
On
3 April 1997, Postanes formally offered his evidence, as the private
complainant in Criminal Case No. 96-412.
Postanes offered, among others,
his affidavit and the affidavits of his witnesses, Aynaga and Samson, which
were correspondingly marked as Exhibits “A,” “C,” and “D.”
On
17 April 1997, the MeTC admitted all of Postanes’ documentary evidences.
In
Criminal Case No. 96-413, where he stood as the accused, Postanes adopted his
testimony and his witnesses’ testimonies which were formally offered and
admitted in Criminal Case No. 96-412. Accordingly, the MeTC issued an Order dated
13 October 1998, which pertinently states:
Atty. Paul Edwin D.S. Bautista, counsel for the accused manifested that the witness to be presented today in the person of Norlie B Ubay cannot be located by Mr. Postanes. Atty. Bautista further manifested that he is adopting the testimonies of their witnesses, Aristotle Samson and Jose Aynaga in Criminal Case No. 96-412 for Slight Physical Injuries wherein Edgardo Postanes is the private complainant against Remigio Pasion, Jr., their testimonies and other evidences introduced as evidence for the accused.[8] (Emphasis supplied)
Postanes
requested more time to submit a formal offer of evidence in Criminal Case No.
96-413. However, Postanes’ counsel filed a formal offer of evidence
belatedly. In its Order dated 22
December 1998, the MeTC denied Postanes’ motion to admit formal offer of
evidence and ordered it expunged from the records.[9]
In
its Decision dated 26 January 1999,[10]
the MeTC dismissed both Criminal Case Nos. 96-412 and 96-413. The dispositive
portion of the MeTC Decision reads:
WHEREFORE, in view of all the foregoing, judgment is hereby rendered declaring the charge for Slight Physical Injuries against Remegio Pasion, Jr. and the counter-charge of Grave Threats against Edgardo Postanes DISMISSED for insufficiency of evidence.
SO ORDERED.[11]
Tiu
filed a motion for reconsideration which was denied by the MeTC in its Order
dated 11 March 1999.
On
29 March 1999, Tiu, through his counsel, filed a petition for certiorari with
the RTC of Pasay City.
On
6 November 2000, the RTC, Branch 115, Pasay City rendered a Decision declaring
void the judgment of the MeTC. The dispositive portion of the RTC Decision
reads:
WHEREFORE, granting certiorari, the Decision of Acquittal dated January 26, 1999 of the respondent judge in Criminal Case No. 96-413, with respect to accused Edgardo Postanes, is declared NULL AND VOID.
This case is remanded to the Court
of origin for reconsideration of its Decision.[12]
Postanes
moved for reconsideration, which was denied by the RTC in its Order dated 3
April 2001.[13]
On
22 May 2001, Postanes filed with the Court of Appeals a petition for certiorari
(with prayer for the issuance of a writ of preliminary injunction and/or
temporary restraining order), challenging the decision of the RTC which
annulled the judgment of the MeTC dismissing Criminal Case Nos. 96-412 and
96-413.
In
a Resolution promulgated on 5 January 2001, the Court of Appeals directed
respondents (Tiu and Judge Francisco G. Mendiola of RTC Pasay, Branch 115) to
file their Comment on the petition. The
Court of Appeals found no reason to justify the issuance of a temporary
restraining order.[14]
Meanwhile,
Tiu, through his counsel, filed with the MeTC a Motion for Compliance asking
the MeTC to enforce the RTC decision. He
also filed a motion to inhibit MeTC Presiding Judge Estrellita M. Paas. Postanes, on the other hand, filed a motion
to suspend the proceedings and an Opposition to the motion for compliance.
On
3 September 2001, the MeTC issued an Order[15]
granting Postanes’ motion to suspend the proceedings. Presiding Judge Estrellita M. Paas also
inhibited herself from further hearing the case.
On
3 January 2002, Tiu filed with the Court of Appeals a Motion to Dismiss
Petition[16] on the
ground of forum shopping.
In
a Resolution promulgated on 16 September 2003, the Court of Appeals stated that
“action on the Motion to Dismiss Petition filed by the private respondents,
together with the petitioner’s Opposition thereto, and private respondents’
Reply to Opposition shall be included in the preparation of the decision in the
present petition.”[17]
On
29 October 2003, the Court of Appeals rendered the assailed Decision, reversing
the RTC Decision and affirming the dismissal of Criminal Case No. 96-413. The dispositive portion of the appellate
court’s decision reads:
WHEREFORE, premises considered, the assailed Decision dated November 6, 2000 and the Order dated April 3, 2001 of the public respondent judge are hereby ANNULLED and SET ASIDE.
SO ORDERED.[18]
On
24 February 2004, the Court of Appeals denied Tiu’s motion for reconsideration.[19]
Hence, this
petition.
The Court of Appeals’ Ruling
In
annulling the RTC decision, the Court of Appeals held that the RTC “has granted
upon the State, through the extraordinary remedy of certiorari, the right to
appeal the decision of acquittal which right the government does not have.”
The
Court of Appeals stated that the prosecution had not been denied by the MeTC of
its right to due process. Hence, it was
wrong for the RTC to declare the findings of the MeTC as having been arrived at
with grave abuse of discretion, thereby denying Postanes of his Constitutional
right against double jeopardy.
The
Court of Appeals opined that the MeTC evaluated and passed upon the evidence
presented both by the prosecution and the defense. The MeTC, however, believed that the evidence
of the prosecution was not sufficient to overcome the constitutional
presumption of innocence of Postanes, thus acquitted him based on reasonable
doubt.
The Issues
The
main issues in this case are:
1.
Whether
there was double jeopardy when Tiu filed a petition for certiorari questioning
the acquittal of Postanes by the MeTC; and
2.
Whether
there was forum shopping when Postanes filed a Motion to Suspend Proceedings in
the MeTC when the Court of Appeals already denied Postanes’ prayer for a
temporary restraining order to enjoin the enforcement of the decision of the
RTC.
The Ruling of this Court
The
petition lacks merit.
At
the outset, the Court finds that the petition is defective since it was not
filed by the Solicitor General. Instead,
it was filed by Tiu, the private complainant in Criminal Case No. 96-413,
through his counsel. Settled is the
rule that only the Solicitor General may bring or defend actions on behalf of
the Republic of the Philippines, or represent the People or State in criminal
proceedings before this Court and the Court of Appeals.[20]
Tiu, the offended party in Criminal Case No. 96-413 is without legal personality
to appeal the decision of the Court of Appeals before this Court. Nothing shows
that the Office of the Solicitor General represents the People in this appeal
before this Court. On this ground alone,
the petition must fail.
However, the Court opts to resolve the question of double
jeopardy to finally put an end to this controversy.
The
elements of double jeopardy are (1) the complaint or information was sufficient
in form and substance to sustain a conviction; (2) the court had jurisdiction;
(3) the accused had been arraigned and had pleaded; and (4) the accused was convicted or acquitted or
the case was dismissed without his express consent.[21]
These
elements are present here: (1) the Information filed in Criminal Case No.
96-413 against Postanes was sufficient in form and substance to sustain a
conviction; (2) the MeTC had jurisdiction over Criminal Case No. 96-413; (3) Postanes was arraigned and
entered a non-guilty plea;[22]
and (4) the MeTC dismissed Criminal Case No. 96-413 on the ground of insufficiency
of evidence amounting to an acquittal from which no appeal can be had.[23] Clearly, for this Court to grant the petition
and order the MeTC to reconsider its decision, just what the RTC ordered the
MeTC to do, is to transgress the Constitutional proscription not to put any
person “twice x x x in jeopardy of
punishment for the same offense.”[24] Further, as found by the Court of Appeals,
there is no showing that the prosecution or the State was denied of due process
resulting in loss or lack of jurisdiction on the part of the MeTC, which would
have allowed an appeal by the prosecution from the order of dismissal of the
criminal case.[25]
Tiu
also contends that since the defense in Criminal Case No. 96-413 failed to
submit a formal of evidence, the defense in effect had no evidence to dispute
the charge against Postanes. Tiu insists
that though Criminal Case Nos. 96-412 and 96-413 were consolidated, the MeTC
should not have considered the evidence offered in Criminal Case No. 96-412 to
dismiss Criminal Case No. 96-413. In doing so, the MeTC allegedly committed
grave abuse of discretion rendering its dismissal of Criminal Case No. 96-413
(grave threats case) void.
Tiu’s
arguments fail to convince us. There is
nothing in the Revised Rules on Summary Procedure prohibiting the MeTC from
appreciating the evidence presented and formally offered in Criminal Case No.
96-412 in resolving Criminal Case No. 96-413, inasmuch as these two criminal
cases were properly consolidated and jointly tried. In fact, the MeTC’s act of assessing the
evidence in Criminal Case No. 96-412 in deciding Criminal Case No. 96-413 is
consistent with the avowed objective of the Revised Rules on Summary Procedure “to
achieve an expeditious and inexpensive determination of the cases” covered
by these Rules. Besides, the testimonies of Postanes, Aynaga,[26]
and Samson[27]
were properly offered at the time when these witnesses were called to testify.[28]
Hence, while the affidavits as documentary evidence were not formally offered,
there were testimonial evidences supporting Postanes’ defense in
Criminal Case No. 96-413.
Contrary to the RTC’s finding, there is nothing capricious
or whimsical in the act of the MeTC of
considering the evidence formally offered in Criminal Case No. 96-412 in resolving
the consolidated Criminal Case No. 96-413.
Therefore, the MeTC committed no grave abuse of discretion in dismissing
Criminal Case No. 96-413 for insufficient evidence.
In
view of the foregoing, the Court finds no need to discuss the forum shopping
issue.
WHEREFORE,
the Court DENIES the petition. The Court AFFIRMS the 29 October
2003 Decision and 24 February 2004 Resolution of the Court of Appeals in
CA-G.R. SP No. 64783. Costs against petitioner.
SO
ORDERED.
ANTONIO
T. CARPIO
Associate
Justice
WE CONCUR:
REYNATO S. PUNO
Chief
Justice
Chairperson
RENATO C. CORONA TERESITA J. LEONARDO-DE CASTRO
Associate Justice Associate Justice
LUCAS P. BERSAMIN
Associate Justice
CERTIFICATION
Pursuant
to Section 13, Article VIII of the Constitution, I certify that the conclusions
in the above Decision had been reached in consultation before the case was assigned
to the writer of the opinion of the Court’s Division.
REYNATO S. PUNO
Chief Justice
[1] Under Rule 45 of the Rules of Court.
[2] Rollo, pp. 34-42. Penned by Associate Justice B.A. Adefuin-Dela Cruz, with Associate Justices Eliezer R. Delos Santos and Jose C. Mendoza, concurring.
[3] Id. at 43. Penned by Associate Justice B.A. Adefuin-Dela Cruz, with Associate Justices Jose C. Mendoza and Fernanda L. Peralta, concurring.
[4] Id. at 216-220. Penned by Judge Francisco G. Mendiola.
[5] Records, Folder One, p. 1.
[6] Id. at 7.
[7] Id. at 132-133 (TSN, 24 July 1996, pp. 4-5).
[8] Rollo, p. 120.
[9] Id. at 121.
[10] Id. at 50-56.
[11] Id. at 56.
[12] Id. at 219-220.
[13] Id. at 237-239.
[14] Id. at 329.
[15] Id. at 344-346.
[16] CA rollo, pp. 222-225.
[17] Id. at 260.
[18] Rollo, p. 42.
[19] Id. at 43.
[20] Section 35, Chapter 12, Title III, Book IV of the Administrative Code of 1987. People v. Nano, G.R. No. 94639, 13 January 1992, 205 SCRA 155, 159; People v. Mendoza, G.R. No. 80845, 14 March 1994, 231 SCRA 264, 268. See Perez v. Hagonoy Rural Bank, Inc., 384 Phil. 322, 335 (2000); Columbia Pictures Entertainment, Inc. v. Court of Appeals, G.R. No. 111267, 20 September 1996, 262 SCRA 219, 224; People v. Calo, G.R. No. 88531, 18 June 1990, 186 SCRA 620, 624; People v. Eduarte, G.R. No. 88232, 26 February 1990, 182 SCRA 750, 753.
[21] Paragraph 1, Section 7, Rule 117 of the Rules of Court provides:
SEC. 7. Former conviction or acquittal; double jeopardy. — When an accused has been convicted or acquitted, or the case against him dismissed or otherwise terminated without his express consent by a court of competent jurisdiction, upon a valid complaint or information or other formal charge sufficient in form and substance to sustain a conviction and after the accused had pleaded to the charge, the conviction or acquittal of the accused or the dismissal of the case shall be a bar to another prosecution for the offense charged, or for any attempt to commit the same or frustration thereof, or for any offense which necessarily includes or is necessarily included in the offense charged in the former complaint or information.
[22] Records, Folder One, p. 43.
[23] Section 1 of Rule 122 provides: “Any party may appeal from a judgment or final order, unless the accused will be placed in double jeopardy.”
[24] Section 21, Article III.
[26] Records, Folder One, p. 188 (TSN, 17 September 1996, p. 3).
[27] Id. at 162 (TSN, 29 October 1996, p. 4).
[28] Id. at 132-133 (TSN, 24 July 1996, pp. 4-5). This is in accordance with Section 35 of Rule 132 which states: “When to make offer. -- As regards the testimony of a witness, the offer must be made at the time the witness is called to testify.
Documentary and object evidence shall be offered after the presentation of a party’s testimonial evidence. Such offer shall be done orally unless allowed by the court to be done in writing.”