SECOND DIVISION
OFFICE
OF THE OMBUDSMAN, G.R.
No. 172700
Petitioner,
CARPIO, J., Chairperson,
NACHURA,
PERALTA,
- versus - ABAD, and
MENDOZA, JJ.
ROLSON
RODRIGUEZ, Promulgated:
Respondent. July 23, 2010
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D E C I S I O N
CARPIO,
J.:
The Case
This
is a petition for review[1]
of the 8 May 2006 Decision[2]
of the Court of Appeals in CA-G.R. SP No. 00528 setting aside for lack of
jurisdiction the 21 September 2004 Decision[3]
of the Ombudsman (Visayas) in OMB-V-A-03-0511-H.
The Antecedent Facts
On
26 August 2003, the Ombudsman in Visayas received a complaint[4]
for abuse of authority, dishonesty, oppression, misconduct in office, and
neglect of duty against Rolson Rodriguez, punong barangay in Brgy. Sto.
Rosario, Binalbagan, Negros Occidental.
On 1 September 2003, the sangguniang bayan of Binalbagan, Negros
Occidental, through vice-mayor Jose G. Yulo, received a similar complaint[5]
against Rodriguez for abuse of authority, dishonesty, oppression, misconduct in
office, and neglect of duty.
In
its 8 September 2003 notice,[6]
the municipal vice-mayor required Rodriguez to submit his answer within
15 days from receipt of the notice. On 23 September 2003, Rodriguez filed a
motion to dismiss[7]
the case filed in the sangguniang bayan on the ground that the
allegations in the complaint were without factual basis and did not constitute
any violation of law. In a compliance[8]
dated 22 October 2003, Rodriguez alleged complainants violated the rule against
forum shopping.
Meanwhile,
in its 10 September 2003 order,[9]
the Ombudsman required Rodriguez to file his answer. Rodriguez filed on 24
October 2003 a motion to dismiss[10]
the case filed in the Ombudsman on the grounds of litis pendentia and
forum shopping. He alleged that the sangguniang bayan had already
acquired jurisdiction over his person as early as 8 September 2003.
The
municipal vice-mayor set the case for hearing on 3 October 2003.[11]
Since complainants had no counsel, the hearing was reset to a later date. When
the case was called again for hearing, complainants’ counsel manifested that
complainants would like to withdraw the administrative complaint filed in the sangguniang
bayan. On 29 October 2003,
complainants filed a motion[12]
to withdraw the complaint lodged in the sangguniang bayan on the ground
that they wanted to prioritize the complaint filed in the Ombudsman. Rodriguez
filed a comment[13]
praying that the complaint be dismissed on the ground of forum shopping, not on
the ground complainants stated. In their opposition,[14]
complainants admitted they violated the rule against forum shopping and claimed
they filed the complaint in the sangguniang bayan without the assistance
of counsel. In his 4 November 2003 Resolution,[15]
the municipal vice-mayor dismissed the case filed in the sangguniang bayan.
In
its 29 January 2004 order,[16]
the Ombudsman directed both parties to file their respective verified position
papers. Rodriguez moved for reconsideration of the order citing the pendency of
his motion to dismiss.[17]
In its 11 March 2004 order,[18]
the Ombudsman stated that a motion to dismiss was a prohibited pleading under
Section 5 (g) Rule III of Administrative Order No. 17. The Ombudsman reiterated
its order for Rodriguez to file his position paper.
In
his position paper, Rodriguez insisted that the sangguniang bayan still
continued to exercise jurisdiction over the complaint filed against him. He
claimed he had not received any resolution or decision dismissing the complaint
filed in the sangguniang bayan. In reply,[19]
complainants maintained there was no more complaint pending in the sangguniang
bayan since the latter had granted their motion to withdraw the complaint.
In a rejoinder,[20]
Rodriguez averred that the sangguniang bayan resolution dismissing the
case filed against him was not valid because only the vice-mayor signed it.
The Ruling of the Ombudsman
In
its 21 September 2004 Decision,[21]
the Ombudsman found Rodriguez guilty of dishonesty and oppression. It imposed
on Rodriguez the penalty of dismissal from the service with forfeiture of all
benefits, disqualification to hold public office, and forfeiture of civil
service eligibilities. Rodriguez filed a motion for reconsideration.[22]
In its 12 January 2005 Order,[23]
the Ombudsman denied the motion for reconsideration. In its 8 March 2005 Order,[24]
the Ombudsman directed the mayor of Binalbagan, Negros Occidental to implement
the penalty of dismissal against Rodriguez.
Rodriguez
filed in the Court of Appeals a petition for review with prayer for the
issuance of a temporary restraining order.
The Ruling of the Court of Appeals
In
its 8 May 2006 Decision,[25]
the Court of Appeals set aside for lack of jurisdiction the Decision of the
Ombudsman and directed the sangguniang bayan to proceed with the hearing
on the administrative case. The appellate court reasoned that the sangguniang
bayan had acquired primary jurisdiction over the person of Rodriguez to the
exclusion of the Ombudsman. The Court of Appeals relied on Section 4, Rule 46
of the Rules of Court, to wit:
Sec. 4. Jurisdiction over person of respondent, how acquired. – The court shall acquire jurisdiction over the person of the respondent by the service on him of its order or resolution indicating its initial action on the petition or by his voluntary submission to such jurisdiction.
The
appellate court noted that the sangguniang bayan served on Rodriguez a
notice, requiring the latter to file an answer, on 8 September 2003 while the
Ombudsman did so two days later or on 10 September 2003.
Petitioner
Ombudsman contends that upon the filing of a complaint before a body vested
with jurisdiction, that body has taken cognizance of the complaint. Petitioner
cites Black’s Law Dictionary in defining what “to take cognizance” means to
wit, “to acknowledge or exercise jurisdiction.” Petitioner points out it had
taken cognizance of the complaint against Rodriguez before a similar complaint
was filed in the sangguniang bayan against the same respondent.
Petitioner maintains summons or notices do not operate to vest in the
disciplining body jurisdiction over the person of the respondent in an
administrative case. Petitioner concludes that consistent with the rule on
concurrent jurisdiction, the Ombudsman’s exercise of jurisdiction should be to
the exclusion of the sangguniang bayan.
Private
respondent Rolson Rodriguez counters that when a competent body has acquired
jurisdiction over a complaint and the person of the respondent, other bodies
are excluded from exercising jurisdiction over the same complaint. He cites
Article 124 of the Implementing Rules and Regulations of Republic Act No. 7160,[26]
which provides that an elective official may be removed from office by order of
the proper court or the disciplining authority whichever first acquires
jurisdiction to the exclusion of the other. Private respondent insists the sangguniang
bayan first acquired jurisdiction over the complaint and his person. He
argues jurisdiction over the person of a respondent in an administrative
complaint is acquired by the service of summons or other compulsory processes.
Private respondent stresses complainants violated the rule against forum
shopping when they filed identical complaints in two disciplining authorities
exercising concurrent jurisdiction.
The Issues
The
issues submitted for resolution are (1) whether complainants violated the rule
against forum shopping when they filed in the Ombudsman and the sangguniang
bayan identical complaints against Rodriguez; and (2) whether it was the sangguniang bayan
or the Ombudsman that first acquired jurisdiction.
The Court’s Ruling
The
petition has merit.
Paragraph
1, Section 13 of Article XI of the Constitution provides:
Sec.
13. The Ombudsman shall have the following powers, functions, and duties:
(1) Investigate on its own, or on complaint by any person,
any act or omission of any public official, employee, office, or agency, when
such act or omission appears to be illegal, unjust, improper, or inefficient.
Section 15 of Republic Act No. 6770, otherwise
known as the Ombudsman Act of 1989, states:
Sec.
15. Powers, Functions, and Duties. – The Ombudsman shall have the
following powers, functions, and duties:
(1) Investigate and prosecute on its own or on complaint by
any person, any act or omission of any public officer or employee, office or
agency, when such act or omission appears to be illegal, unjust, improper, or
inefficient. It has primary jurisdiction over cases cognizable by the Sandiganbayan
and, in the exercise of this primary jurisdiction, it may take over, at any
stage, from any investigatory agency of Government, the investigations of such
cases.
The primary jurisdiction of the
Ombudsman to investigate any act or omission of a public officer or employee
applies only in cases cognizable by the Sandiganbayan. In cases
cognizable by regular courts, the Ombudsman has concurrent jurisdiction with
other investigative agencies of government.[27] Republic Act No. 8249, otherwise known as An
Act Further Defining the Jurisdiction of the Sandiganbayan, limits the
cases that are cognizable by the Sandiganbayan to public officials
occupying positions corresponding to salary grade 27 and higher. The Sandiganbayan has no jurisdiction
over private respondent who, as punong barangay, is occupying a position
corresponding to salary grade 14 under Republic Act No. 6758, otherwise known
as the Compensation and Position Classification Act of 1989.[28]
Under Republic Act No. 7160, otherwise
known as the Local Government Code, the sangguniang panlungsod or sangguniang
bayan has disciplinary authority over any elective barangay
official, to wit:
SEC.
61. Form and Filing of Administrative Complaints. – A verified complaint
against any erring elective official shall be prepared as follows:
x x x x
(c) A complaint against any elective barangay official
shall be filed before the sangguniang panlungsod or sangguniang bayan
concerned whose decision shall be final and executory.
Clearly, the Ombudsman has concurrent
jurisdiction with the sangguniang bayan over administrative cases
against elective barangay officials occupying positions below salary
grade 27, such as private respondent in this case.
The
facts in the present case are analogous to those in Laxina, Sr. v. Ombudsman,[29]
which likewise involved identical administrative complaints filed in both the
Ombudsman and the sangguniang panlungsod against a punong barangay
for grave misconduct. The Court held therein that the rule against forum
shopping applied only to judicial cases or proceedings, not to administrative
cases.[30] Thus, even if complainants filed in the
Ombudsman and the sangguniang bayan identical complaints against private
respondent, they did not violate the rule against forum shopping because their
complaint was in the nature of an administrative case.
In
administrative cases involving the concurrent jurisdiction of two or more
disciplining authorities, the body in which the complaint is filed first, and
which opts to take cognizance of the case, acquires jurisdiction to the
exclusion of other tribunals exercising concurrent jurisdiction.[31]
In this case, since the complaint was filed first in the Ombudsman, and the
Ombudsman opted to assume jurisdiction over the complaint, the Ombudsman’s
exercise of jurisdiction is to the exclusion of the sangguniang
bayan exercising
concurrent jurisdiction.
It
is a hornbook rule that jurisdiction is a matter of law. Jurisdiction, once
acquired, is not lost upon the instance of the parties but continues until the
case is terminated.[32]
When herein complainants first filed the complaint in the Ombudsman,
jurisdiction was already vested on the latter. Jurisdiction could no longer be
transferred to the sangguniang bayan by virtue of a subsequent complaint
filed by the same complainants.
As a final note, under Section 60 of the Local Government
Code, the sangguniang bayan has no power to remove an elective barangay
official. Apart from the Ombudsman, only a proper court may do so.[33]
Unlike the sangguniang bayan, the
powers of the Ombudsman are not merely recommendatory. The Ombudsman is clothed
with authority to directly remove[34]
an erring public official other than members of Congress and the Judiciary who
may be removed only by impeachment.[35]
WHEREFORE, we GRANT the petition. We SET
ASIDE the 8 May 2006 Decision of the Court of Appeals in CA-G.R. SP No.
00528. We AFFIRM the 21 September 2004 Decision of the Ombudsman
(Visayas) in OMB-V-A-03-0511-H.
No pronouncement as to costs.
SO ORDERED.
ANTONIO T. CARPIO
Associate Justice
WE CONCUR:
ANTONIO EDUARDO B. NACHURA
Associate
Justice
DIOSDADO
M. PERALTA
ROBERTO A. ABAD
Associate Justice Associate Justice
JOSE C. MENDOZA
Associate Justice
ATTESTATION
I attest that the conclusions in the
above Decision had been reached in consultation before the case was assigned to
the writer of the opinion of the Court’s Division.
ANTONIO T. CARPIO
Associate Justice
Chairperson
CERTIFICATION
Pursuant
to Section 13, Article VIII of the Constitution, and the Division Chairperson’s Attestation, I certify that the
conclusions in the above Decision had been reached in consultation before the
case was assigned to the writer of the opinion of the Court’s Division.
RENATO C. CORONA
Chief Justice
[1] Under Rule 45 of the Rules of Court.
[2] Rollo, pp. 33-43. Penned by Associate Justice Vicente L. Yap, with Executive Justice Arsenio J. Magpale and Associate Justice Apolinario D. Bruselas, Jr., concurring.
[3] Id. at 44-50.
[4] Records, pp. 2-60.
[5] CA rollo, p. 53.
[6] Records, p. 69.
[7] CA rollo, pp. 60-63.
[8] Id. at 74-75.
[9] Records, p. 65.
[10] Id. at 66-68.
[11] Id. at 74.
[12] CA rollo, pp. 76-77.
[13] Id. at 78-79.
[14] Id. at 80-82.
[15] Id. at 102-103.
[16] Records, p. 81.
[17] CA rollo, pp. 86-87.
[18] Id. at 88-89.
[19] Id. at 99-101.
[20] Id. at 106-107.
[21] Id. at 26-33.
[22] Id. at 34-48.
[23] Id. at 122-124.
[24] Id. at 144-145.
[25] Rollo, pp. 33-43.
[26] Otherwise known as the Local Government Code of 1991.
[27] Uy v. Sandiganbayan, 407 Phil. 154 (2001).
[28] As implemented by the Department of Budget and Management. DBM Manual on Position Classification and Compensation Scheme in Local Government Units.
[29] G.R. No. 153155, 30 September 2005, 471 SCRA 542.
[30] Id.
[31] Civil Service Commission v. Alfonso, G.R. No. 179452, 11 June 2009, 589 SCRA 88; Enrique v. Court of Appeals, G.R. No. 79072, 10 January 1994, 229 SCRA 180.
[32] Office of the Ombudsman v. Estandarte, G.R. No. 168670, 13 April 2007, 521 SCRA 155.
[33] The Sangguniang Barangay of Barangay Don Mariano Marcos v. Martinez, G.R. No. 170626, 3 March 2008, 547 SCRA 416.
[34] Office of the Ombudsman v. Santiago, G.R. No. 161098, 13 September 2007, 533 SCRA 305.
[35] Section 21, R.A. No. 6770.